Robert A. Marchman: Executive Vice President, Legal Section FINRA Market Regulation Department received the first “Elizabeth Pathy Salett Award” (founder of NMCI)

Mr. Marchman, a diversity leader and youth advocate, held a series of positions at the New York Stock Exchange (NYSE), including head of the Division of Enforcement and Risk, prior to joining the Financial Industry Regulatory Authority (FINRA).  He was appointed executive vice president for NYSE Regulation in 2005, the first African-American to hold an executive vice president position at the organization.

He served as chair of the NYSE Diversity Council, leading its efforts to implement significant programs including company-wide diversity training, a supplier diversity initiative and community outreach and financial literacy efforts. Mr. Marchman is active in civic and community affairs, focusing on issues of equality, financial literacy and advancement of educational opportunities for youth.

He is a founding member of the South Orange - Maplewood Community Coalition on Race and a board member of the New York Stock Exchange Foundation, Inc., a private philanthropic foundation, where he helps guide efforts to connect the NYSE to people and projects that make a difference.

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Securities Industry Bellwether Minority Caucus (SIBMC) offers its members an opportunity to network and learn from, one of the fastest growing and influential talent pool in the business world. 


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